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Preclusion:
The Solution to the Inclusion Confusion
Terry L. Shepherd
Randel D. Brown
Texas A&M International University

Titles:
 
 
 
Abstract:
Many
public schools in the United States are implementing inclusion programs;
however, some research has shown that students with disabilities
are not benefiting from inclusion. Part of the difficulty with inclusion
lies with the implementation practices of the schools. Stigmatizing
by labeling a child is another concern; even through inclusion,
ownership of the child is questionable. It is also illogical to
take children from the general education classroom, label them as
having a disability, and then return them to the same classroom
with modifications and support. Modification and support could easily
be provided without referring children for special education services.
By examining the assessment practices of schools, and the perception
of inclusion by special education teachers, it is proposed that
preclusion, the providing of modifications and support without special
education, is best practice. Preclusion would not only benefit students
who have disabilities without the stigma, but also those who would
not qualify for special education, but would benefit from services
provided in the general education classroom.
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Preclusion:
The Solution to the Inclusion Confusion
Inclusion
has been a critical issue in the field of special education for
several years. Multiple studies have been conducted to validate
or invalidate inclusionary practices (Hunt & Goetz, 1997; Salend
& Duhaney, 1999) and the implementation procedures have been
debated (Fox & Ysseldyke, 1997; Gerber, 1995; Salend & Duhaney,
1999; Shepherd & Brown, 2000). A major consideration of inclusion
is whether it is best practice (Baker, & Zigmond, 1990; Fuchs,
Fuchs, & Fernstrom, 1993; Synder, 1999).
According
to the Individual with Disabilities Education Act (IDEA), children
with disabilities are to be placed in the Least Restrictive Environment
(LRE). Under IDEA, the LRE states that children with disabilities
will be educated to the maximum extent appropriate with students
who do not have disabilities (CFR 300.550 (1)). In addition, IDEA
clearly states that "special classes, separate schooling, or
other removal of children with disabilities from the regular educational
environment occurs only if the nature or severity of the disability
is such that education in the regular classes with the use of supplementary
aids and services cannot be achieved satisfactorily (CFR 300.550
(1)." Finally, IDEA stipulates that unless the students Individual
Education Program requires some other arrangement, the student must
be educated in the school where he would attend if he did not have
a disability (CFR 300.552 (c). While not mentioned specifically
in any federal regulations, inclusion evolved from LRE (Villa &
Thousand, 1995), and the debate has often centered on whether inclusion
is "appropriate" for the child with a disability (Gerber,
1995). The laws also specified that schools are to meet the individual
needs of children with disabilities. As a result, children should
not be placed in inclusionary programs carte blanche.
Inclusion
should provide the necessary support to promote the learning of
every student within the neighborhood school and the regular education
classroom (Manset & Semmel, 1997). However, problems in implementing
inclusion ranging from lack of training to lack of administrative
support are common (Beattie, Anderson, & Antonak, 1997; Crockett,
& Kauffman, 1998; Snyder, 1999). Often, due to this lackadaisical
implementation of inclusion, students with disabilities do not benefit
educationally from inclusion (Scruggs, & Mastropieri, 1995;
Gerber, 1995) and teachers experience frustration.
One
major flaw of inclusion exists which prevents it from being truly
effective except in the most idealistic situations. True integration
of students with disabilities in the general education classroom
becomes increasingly difficult once a child has been placed under
the special education umbrella. For all practical purposes, inclusion
and special education is an oxymoron. Under special education, true
inclusion does not exist and should not be considered a part of
the continuum of services provided under IDEA. True inclusion should
occur before special education services are considered. Schools
are just as capable as providing this "preclusion" without
stigmatizing children with a special education label.
This
article will examine teachers' perceptions of inclusion, preclusion,
and modifications attempted prior to special education referral.
Assessment procedures that lead to inclusion and preclusion will
be reviewed. Implementation of inclusion and preclusion will be
discussed, as well as the advantages of preclusion over inclusion.
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Procedure
An
informal survey was conducted to examine teachers' perceptions of
inclusion, preclusion, and modifications attempted prior to special
education referral. This was a cross-sectional survey involving teachers
(N=30) enrolled in an alternative certification program. These teachers
had a minimum of one-year teaching experience in special education
in two southwestern school districts. The survey contained a total
of eight close-ended questions and one open-ended question. The purpose
of these questions was to collect data on aspects ranging from modifications
attempted prior to special education referral to whether the participants
believed that inclusion was being implemented appropriately in their
school.
Setting:
The
research was conducted with teachers from two school districts in
an urban city in southwest Texas. School District A has three high
schools, four middle schools, twenty-one elementary schools, one magnet
school, and one alternative school. School District B has three high
schools, seven middle schools, and seventeen elementary schools, and
encompasses an area larger than the state of Delaware. During the
1998-1999 school year, the student population for School District
A was 22,601 while the student population for School District B was
24,194. The combined total student population of both districts was
46,795. School District A had a special education population of 2,903
while School District B had a special education population of 2,567,
or a combined total or 5,470 (11.6% of the combined student population).
The school population was slightly over 94% Hispanic, consistent with
the city population, but above the state population of 48%. Both school
districts had stated that they were practicing inclusion.
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Sample:
The
purposive sample consisted of 30 special education teachers. These
teachers were either completing or had completed an alternative certification
program (ACP). Of these teachers, 90% (N=27) taught children with
learning disabilities, 6.7% (N=2) taught in alternative settings,
and 3.3% (N=1) taught children with mental retardation. This population
was 80% (N=24) Hispanic, above the state population of 15%, and the
remaining 20% (N=6) was White.
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Data
Collection Survey Protocol:
Questions
were generated from discussions of inclusion and assessment with a
group of teachers completing an alternative certification program
in special education at Texas A&M International University. These
discussions yielded fifteen potential questions.
The
authors reviewed the initial survey protocol. From their identification
of problematic questions, seven questions were either eliminated or
collapsed into other questions. These questions were used to stimulate
discussions with another ACP group and further modified to include
one open-ended question.
In
the summer of 2000, the survey was presented to the 30 participants.
The questions were dichotomous, but to insure that respondents answered
accurately, follow-up questions were gathered to support information
or clarify answers. Some of the responses are included in the results.
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Results:
Under
the direction of IDEA, schools are required to provide students with
modification and adaptations during the pre-referral stage, prior
to the special education referral. The purpose of the modifications
is to prevent misidentifying a child as needing special education
services. However, whether these modifications are being attempted
or to what degree are subject to debate. According to the survey,
76.7% (N=23) of the participants stated that modifications and adoptions
attempted during the prereferral stage are discussed at the initial
case conference. However, only 60% (N=18) of the participants stated
that documentation outlining the modifications and adaptations attempted
during the pre-referral stage was not presented to the initial case
conference committee. Only 13.3% (N=4) of the participants believed
that the general education teachers provided modifications and adaptations
to students during the pre-referral stage. One special education teacher
stated that the pre-referral team (At-Risk Team) discusses which children
can be referred to special education. Another special education teacher
stated that at the beginning of the school year, the At-Risk Team
"met faithfully and recommended various modifications that were
helpful. However as TAAS (state mandated tests) approached, meetings
were fewer and eventually ceased. Sadly, five eighth-grade boys were
referred for special education. Only one of them was known by the
At-Risk Committee." Only six percent of the participants (N=2)
felt that the modifications and adaptations provided were extensive
enough to meet the needs of the students. A special education teacher
remarked that the pre-referral team developed inadequate modifications,
"but most teachers think that if modifications are needed, the
student should be in special education." This would seem to suggest
that while a majority of the schools are developing modifications
and adaptations during the pre-referral stage, but they are not being
carried out to the degree needed to meet the needs of the students.
Another
area of concern was whether general education teachers take ownership
of students who have been identified as needing special education
services. Ownership is an essential element if inclusion is to succeed.
According to the respondents, only 10% (N=3) of the participants felt
that the general education teachers took ownership of special education
children. Fifty-six percent (N= 17) of the participants felt that
the general education teachers took ownership sometimes, while 33.3%
(N=10) felt that the general education teachers did not take ownership
of special education children. By precluding students with disabilities,
general education teachers can relinquish neither their responsibilities
to nor ownership of these children.
Regarding
inclusion, 86.7% (N=26) indicated that their schools have stated that
they are doing inclusion. However, 76.7% (N=23) of the participants
felt that inclusion was not being implemented appropriately in their
school. Some inclusionary programs do not have administrative or staff
support (Smith, 1999), nor direct or indirect support from special
education teachers.
The
results of this preliminary survey indicate the current practices
in these typical schools do not lead to appropriate inclusion. The
pre-referral process has not provided each student the opportunity
to experience successful education with adequate modification and
alteration of the regular curriculum. This appears to lead to unnecessary
referrals, evaluations, and premature eligibility decisions placing
possibly unqualified students in special education programs. The students
are then left in unsuccessful inclusionary programs with educational
personnel who are unprepared and reluctant to take ownerships. The
prospects for students placed in poorly implemented inclusion programs
are dismal at best. These results and information from current research
in educational practices lead to the following suggestions.
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Inclusion
Versus Preclusion: Operational Definitions
Inclusion
is providing the necessary support to promote the learning of every
student within the neighborhood school and the regular education
classroom. The only significant difference between inclusion and
preclusion is that students with disabilities are included in the
neighborhood school and the regular education classroom without
referring them to special education services. Thus, preclusion is
providing the necessary support to promote the learning of every
student within the neighborhood school and the regular education
classroom without special education referral. Inclusion is providing
the necessary support to promote the learning of every student within
the neighborhood school and the regular education classroom after
special education referral. In effect, preclusion is true inclusion.
The child is never labeled and is never stigmatized for being different.
Before
children are identified and placed in special education, they must
go through a comprehensive, non-biased evaluation process. This
assessment process has three basic components: screening, pre-referral,
and referral. Each successive component builds on the previous component.
The resulting combination is a full, comprehensive, non-biased evaluation.
Nearly
all students are screened. Screening involves routine tests, such
as visual and auditory examinations that assist school personnel
in identifying students that may need further testing. Screening
tests could include group intelligence and achievement tests or
other measures that lend themselves to administration in groups
rather than on an individual basis. The purpose of the screening
process is to identify students who may be at risk of developing
education problems or need additional evaluation.
Pre-referral
is the second step in the assessment process. This step may be prompted
by information gathered during the screening process. However, it
is more common that this step is prompted when the student's general
education teacher suspects a learning or behavioral problem and
asks other educators to help identify educational strategies to
address these problems. Usually in At-Risk Teams, members identify
modifications and adaptations that will assist the student to be
successful in the regular classroom environment.
If
a learning problem still exists after the pre-referral stage, the
student is then referred to special education evaluation. After
a multifaceted evaluation process, the student may be identified
as eligible for special education services. If special education
services are needed, an individual education plan is developed to
address the specific needs of the child.
Typically,
in the inclusion model, a child is screened. When a learning or
behavioral problem is suspected, the pre-referral process begins.
Ideally, the student is provided with modifications and adaptations
designed to assist with the child's educational performance. However,
if the student is not successful at the pre-referral stage, the
child is referred for special education evaluation. Unfortunately,
many general education teachers feel that accommodations made are
not feasible because of their other responsibilities or because
providing adaptations is unfair to other students (Klingner, &
Vaughn, 1999; Vaughn, Reiss, Rothlein, & Hughes, 1999; Vaughn,
Schumm, Jallad, Slusher, & Saumell, 1996). As a result, adaptations
and modifications developed at the pre-referral stage are either
not extensive enough to meet the needs of the child or are not enthusiastically
ensued. Once a child has been referred for special education, the
odds are favorable that the student will be identified as having
a disability and eligible for special education services (Algozzine,
Christenson, & Ysseldkye, 1982). This service may include being
placed in an inclusionary classroom with modifications and adaptations
designed to assist with the child's educational performance. However,
often children are placed in a more restrictive, separate setting
for part or all of the school day based on their categorical eligibility.
In
the preclusionary model, a child is referred when the child's teacher
suspects a learning or behavioral problem following screening. Again,
the At-Risk Team identifies modifications and adaptations designed
to increase the student's academic success. However, this is an
intense procedure designed to prevent a child from being referred
for special education evaluation. The team meets often to discuss
the child's progress. Modifications and adaptations are evaluated,
and if necessary, revised. Although the child may be suspected of
having a disability, and thereby protected under Section 504, he
or she is never removed from the general education classroom nor
referred for special education evaluation. If the pre-referral stage
is done appropriately, the child will be precluded in the general
education classroom. If the student is still having learning or
behavioral difficulties, the referral stage is initiated.
However,
this should be only if the child's learning and behavior are so
severe that his or her needs cannot be met in the general education
setting even with adequate program modifications, supplementary
aid and services. If this child is identified as having a disability
and the case conference committee determines that the most appropriate
placement is an inclusionary classroom, then the pre-referral stage
(or a preclusion stage) may not have been completed appropriately.
This could suggest that preclusion would be the appropriate model
and inclusion would no longer be an issue.
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Law
supports preclusion. Under Section 504, schools cannot discriminate
against students with disabilities because of their disabilities.
Students who have Attention Deficit Hyperactivity Disorder are
covered under Section 504 (as well as IDEA in some cases), and
the school must provide adaptations and modifications that would
assist these students to succeed in school. Section 504 would
protect children who are precluded. However, it is important to
remember that while IDEA can mandate the least restrictive environment,
it cannot mandate acceptance (Smith, 2000). The perceptions and
attitudes of the general education teacher are important factors
for inclusion and preclusion.
Preclusion
would place ownership of the child on the general education teacher
and the school without assigning them to the abyss of special
education. Teachers would not be able to banish students with
disabilities to the resource rooms. When students are placed in
special education programs, teachers often assume that these children
no longer belong to them, but to the special education teacher.
Ownership is an aspect of attitude, and by keeping the child out
of special education, the general education teacher retains ownership
and is more likely to assume responsibility for educating the
student.
In
a preclusionary model, students would not be stigmatized with
special education labels. Too often, students with disabilities
do not receive special education services until they are labeled,
and as a result, the intervention is too late. Many students need
support and services before they are referred for special education.
With preclusion, students would not have to wait to be labeled
before receiving needed services. Labeling also shapes the teacher's
expectation and perpetuates the notion that children in special
education are deficient and different from other children. The
attitude of the general education teacher is a crucial factor
in special education (Jobe, Rust, & Brissie, 1996; Stoler,
1992). Finally, once a child is identified as special education,
the label follows them from teacher to teacher, and school to
school. Seldom is a label removed and its harmful impact can follow
well into adult life.
Peers
would more likely to accept students with disabilities without
labels. Acceptance is more probable because the student never
leaves the general education classroom in the first place. As
a result of preclusion, students with disabilities will maintain
their social interactions with their peers. Under inclusion, students
are labeled "different" and this stigma makes it more
difficult for them to be accepted by others.
Since
preclusion would provide support for all students, another advantage
is serving children who need assistance, but do not meet any of
the eligibility requirements of special education. Often, these
children receive almost no assistance. The eligibility criteria
for every area of disability under IDEA are very specific. When
a student does not meet the criteria, he is not eligible for special
education services. However, every student could receive assistance
addressed to specific needs under a preclusionary model.
The
results of inclusion programs have been mixed, and some research
has even shown that students with disabilities do not benefit
from inclusion (Salend & Duhaney, 1999). Inclusion fails to
identify the instructional support and strategies needed to meet
a student's specific learning needs in the general education classroom
(Crockett & Kauffman, 1998). Often, it is not inclusion that
is failing, but the method in which schools implement inclusion.
Some schools do not offer the support and training needed for
inclusion to succeed (Shepherd & Brown, 2000; Snyder, 1999).
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Summary
Inclusion
has had mixed results. Quite often, it is not inclusion, but the
inappropriate implementation of inclusion that procures the poor
results. Also, it makes little sense to take a child from the
general classroom setting, identify him or her as having a disability,
place him under the special education umbrella, and the return
him or her to the general education classroom. This may only serves
to cloud the issue of ownership, and stigmatize the child.
Very
few general education teachers have been involved in the development
of inclusion though they are an integral part of the process (Janney,
Snell, Beers, & Raynes, 1995; Snyder, 1999). When general
education teachers are forced to accept inclusion, the result
is resistance from teachers because they fear they are expected
to teach children with disabilities without adequate training
and education, and maybe without the appropriate support (Shepherd
& Brown, 2000). Everyone involved must participate in the
development and implementation of inclusion (Davis, 1989) and
often, this is not the case.
Preclusion
allows students to receive needed modification and adaptations
without being labeled and stigmatized. Ownership would not be
an issue. In a preclusionary model, the special education teacher
would be directly involved with the At-Risk Team during the pre-referral
stage and provide guidance regarding modifications and adaptations.
Also, the special education teacher would assist all general education
teachers with lesson plans to reflect adaptations and provide
direct assistance when needed. This direct assistance would include
team teaching and providing inservices. Direct assistance does
not mean that the special education teacher becomes a glorified
classroom aide, but rather, an meaningful part of the regular
classroom environment.
An
appropriate future research could include a causal-comparative
study between an inclusionary school and a preclusionary school.
This would provide insight as to which program is more effective.
Also, an expansion of the survey would provide more insight into
preclusion.
Finally, if the purpose of including students is to place them
to the maximum extent appropriate with students who do not have
disabilities, the best place to start is the pre-referral stage,
before a child is even referred for special education services.
The best practice would be not to remove the child from the general
education classroom. This would truly be the least restrictive
environment.
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